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Lisa Marie Peck

THE Leaders Group, Inc.

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About Lisa Marie Peck

Lisa Peck is a financial professional with The Leaders Group, Inc. Lisa has been in the financial industry since 2016 and is licensed to sell a variety of investment products, including investment company products, variable contracts, and securities. Lisa is also a Registered Principal and holds the Series 26 license. Lisa is located at 26 W. Dry Creek Circle, Suite 800 in Littleton, CO.

Firm Information

Lisa Peck is currently registered with THE Leaders Group, Inc.. THE Leaders Group, Inc. is a Corporation registered in 52 states and the District of Columbia, with an approved SEC registration. Formed on July 14, 1994, the firm has a history of providing financial services.

Not reported

Assets Under Management

Not reported

Total Clients

854

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lisa Peck’s Registration & Firm History

CO

05/12/2022 - Present

THE Leaders Group, Inc. (LITTLETON CO)

KS

12/22/2016 - 06/10/2022

SECURITY DISTRIBUTORS (TOPEKA KS)

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Licenses & Designations

BC

Issued 10/16/2018

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/22/2016

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Lisa Marie Peck. Review regulatory record here.
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