Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Marie Nelson is a financial advisor with Wells Fargo Advisors Financial Network, LLC. Lisa has been in the financial services industry since 2006 and has a strong track record of helping clients reach their financial goals. She provides financial planning and investment management services to individuals, families, businesses and retirement plans. Lisa is committed to providing her clients with personalized advice and guidance, and she is dedicated to helping them achieve their financial objectives.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IA
06/15/2023 - Present
Wells Fargo Advisors Financial Network, LLC (WEST DES MOINES IA)
IA
01/03/2011 - 06/15/2023
WELLS FARGO CLEARING SERVICES, LLC (CLIVE IA)
IA
12/03/2010 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (DES MOINES IA)
IA
02/22/2007 - 11/30/2010
DEWAAY FINANCIAL NETWORK, LLC (CLIVE IA)
IA
11/10/2006 - 02/09/2007
WADDELL & REED, INC. (W. DES MOINES IA)
IA
Issued 06/20/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/29/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/14/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/2007
Series 7 - General Securities Representative Examination
BC
Issued 11/09/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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