Unclaimed
Lisa Marques is a financial advisor with Empower Financial Services, Inc. Lisa has been working in the financial industry since April 2015. Lisa holds the Series 6, Series 26, and Series 63 licenses and is registered with FINRA and the state of California. Lisa is licensed to provide financial advice in the state of California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
04/02/2015 - Present
Empower Financial Services, Inc. (Pasadena CA)
BC
Issued 03/23/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/04/2019
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/02/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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