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Lisa Marie Marques

Empower Financial Services, Inc.

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About Lisa Marie Marques

Lisa Marques is a financial advisor with Empower Financial Services, Inc. Lisa has been working in the financial industry since April 2015. Lisa holds the Series 6, Series 26, and Series 63 licenses and is registered with FINRA and the state of California. Lisa is licensed to provide financial advice in the state of California.

Firm Information

Lisa Marques is currently registered with Empower Financial Services, Inc.. Empower Financial Services, Inc. is a Corporation formed in 1984-10-12. It is registered in 53 states and has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

1,120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lisa Marques’s Registration & Firm History

CA

04/02/2015 - Present

Empower Financial Services, Inc. (Pasadena CA)

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Licenses & Designations

BC

Issued 03/23/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/04/2019

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/02/2015

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lisa Marie Marques.
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