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Lisa Marie Horton

Investment Distributors, Inc.

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About Lisa Marie Horton

Lisa Horton is a financial professional with Investment Distributors, Inc.. Lisa has been in the financial industry since May 20, 2015, with experience at both Investment Distributors, Inc. and THE O.N. EQUITY SALES COMPANY. Lisa has passed the Securities Industry Essentials Examination and the Investment Company Products/Variable Contracts Representative Examination. Lisa Horton is registered with FINRA and is currently active in the securities industry in Kentucky.

Firm Information

Lisa Horton is currently registered with Investment Distributors, Inc.. Investment Distributors, Inc. is a corporation that was formed on August 30, 1993. It is registered with the SEC and in all 50 states, as well as the District of Columbia. The firm has reported one regulatory event.

Not reported

Assets Under Management

Not reported

Total Clients

166

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lisa Horton’s Registration & Firm History

KY

07/02/2023 - Present

Investment Distributors, Inc. (Covington KY)

OH

01/23/2019 - 04/06/2023

THE O.N. EQUITY SALES COMPANY (Cincinnati OH)

OH

10/20/2014 - 09/17/2018

THE O.N. EQUITY SALES COMPANY (Blue Ash OH)

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Licenses & Designations

BC

Issued 09/17/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/20/2014

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lisa Marie Horton.
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