Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Marie Hood is a financial advisor with over 35 years of experience in the financial services industry. Lisa is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Lisa has previously worked at UBS Financial Services Inc., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, PRINCOR FINANCIAL SERVICES CORPORATION, and IDS MARKETING CORPORATION. Lisa holds a Series 6, Series 7, Series 63, and Series 66 license. Lisa is licensed in 39 states and has experience providing advisory services for a wide range of clients, including individuals, corporations, pension plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
05/16/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (ANNAPOLIS MD)
MD
10/05/2020 - 04/22/2022
UBS FINANCIAL SERVICES INC. (ANNAPOLIS MD)
NA
06/30/1986 - 08/16/1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
10/28/1985 - 06/23/1986
PRINCOR FINANCIAL SERVICES CORPORATION
NA
06/10/1985 - 11/01/1985
IDS MARKETING CORPORATION
BOTH
Issued 01/11/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/08/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/05/2020
Series 7TO - General Securities Representative Examination
BC
Issued 06/04/2020
SIE - Securities Industry Essentials Examination
BC
Issued 06/07/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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