Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Marie Goodman is a financial advisor with Mercer Global Advisors Inc. based in Newport Beach, CA. Lisa has been in the financial industry since 1998. She has a Series 7, Series 6, and Series 63 license, as well as a Series 65 license. Lisa Goodman specializes in providing financial planning, portfolio management for businesses and individuals, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Trust services, estate planning, tax return preparation, consultation
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
04/12/2022 - Present
Mercer Global Advisors Inc. (Newport Beach CA)
CA
09/01/2015 - 02/07/2018
ALPS DISTRIBUTORS, INC. (San Diego CA)
ME
08/15/2014 - 08/31/2015
QUASAR DISTRIBUTORS, LLC (PORTLAND ME)
NY
03/11/1998 - 04/06/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 09/03/2014
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 09/06/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/07/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/10/1998
Series 7 - General Securities Representative Examination
Active
Inactive
Not sure Lisa Goodman is the right advisor for you? Invested Better is here to help.
