Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa George is a financial professional with over 30 years of experience in the financial services industry. Lisa has a wide range of experience, including time spent at Nuveen Investments, LLC and Lockwood Financial Services, Inc. Lisa is currently registered with Nuveen Asset Management, LLC as an Investment Adviser Representative and has been registered with the firm since 2011. Lisa has a strong track record of providing investment advice to a variety of clients, including high-net-worth individuals, corporations, and institutional investors. Lisa holds the following securities licenses: Series 3, Series 7, Series 63, Series 65, SIE and Series 79TO.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Model portfolio advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
IL
09/01/2011 - Present
Nuveen Asset Management, LLC (CHICAGO IL)
IL
06/13/2001 - 01/26/2009
NUVEEN INVESTMENTS, LLC (CHICAGO IL)
PA
07/21/1998 - 08/08/2000
LOCKWOOD FINANCIAL SERVICES, INC. (MALVERN PA)
CA
08/03/1995 - 06/18/1998
KA ASSOCIATES, INC. (LOS ANGELES CA)
NY
07/31/1993 - 07/18/1995
SMITH BARNEY INC. (NEW YORK NY)
NY
11/16/1990 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
OH
07/24/1990 - 11/26/1990
MCDONALD & COMPANY SECURITIES, INC. (CLEVELAND OH)
NY
02/15/1988 - 07/25/1990
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
09/24/1987 - 02/15/1988
E. F. HUTTON & COMPANY INC
IA
Issued 08/10/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/05/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/05/1988
Series 3 - National Commodity Futures Examination
BC
Issued 09/19/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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