Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Marie Fujii is a financial advisor with Charles Schwab & CO., Inc. based in Omaha, NE. Lisa has been in the financial services industry for over 13 years and has experience working with individual investors, as well as institutions. Lisa is registered with FINRA and holds the Series 7, Series 10, Series 24, Series 63, and Series 66 licenses. In addition to providing investment advice, Lisa also offers financial planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
NE
01/27/2022 - Present
Charles Schwab & CO., Inc. (Omaha NE)
NE
02/20/2018 - 05/19/2024
TD AMERITRADE, INC. (OMAHA NE)
NE
06/26/2017 - 02/21/2018
WOODMEN FINANCIAL SERVICES, INC. (OMAHA NE)
NE
09/16/2013 - 06/19/2017
TD AMERITRADE, INC. (OMAHA NE)
NE
01/10/2011 - 09/16/2013
TD AMERITRADE CLEARING, INC. (OMAHA NE)
BOTH
Issued 06/15/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/28/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/27/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/07/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/11/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/07/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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