Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Florest is a financial advisor with JCC Capital Markets, LLC, located in Laguna Niguel, CA. Lisa has over 20 years of experience in the financial services industry. She is a Series 6, 7, and 66 licensed professional. Lisa is registered with the state of Arizona. Lisa's prior experience includes roles at Emerson Equity LLC, Griffin Capital Securities, LLC, LPL Financial LLC, OneAmerica Securities, Inc., National Planning Corporation, Chase Investment Services Corp., BANC ONE SECURITIES CORPORATION, Wells Fargo Investments, LLC and MONY Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
04/03/2024 - Present
JCC Capital Markets, LLC (LAGUNA NIGUEL CA)
CA
10/21/2021 - 04/01/2024
EMERSON EQUITY LLC (SAN MATEO CA)
AZ
10/23/2018 - 10/19/2021
GRIFFIN CAPITAL SECURITIES, LLC (Phoenix AZ)
AZ
04/12/2018 - 10/23/2018
LPL FINANCIAL LLC (CHANDLER AZ)
AZ
01/29/2018 - 03/22/2018
ONEAMERICA SECURITIES, INC. (Scottsdale AZ)
AZ
11/08/2007 - 11/14/2017
NATIONAL PLANNING CORPORATION (PHOENIX AZ)
AZ
07/06/2005 - 05/22/2007
CHASE INVESTMENT SERVICES CORP. (SCOTTSDALE AZ)
IL
06/02/2004 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
CA
12/19/2003 - 06/08/2004
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
IL
05/30/2002 - 12/16/2003
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
NY
11/10/2000 - 04/26/2001
MONY SECURITIES CORPORATION (NEW YORK NY)
BOTH
Issued 07/13/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/28/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/2003
Series 7 - General Securities Representative Examination
BC
Issued 11/09/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Lisa Florest is the right advisor for you? Invested Better is here to help.
