Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Fairclough is a securities professional with over 20 years of experience in the financial industry. Lisa is currently registered with Rabo Securities USA, Inc. in Atlanta, Georgia. Lisa is also a registered representative in New York. Previously, Lisa was employed at ROBECO USA BROKERAGE SERVICES in Boston, Massachusetts and FIRST UNION CAPITAL MARKETS CORP. in Charlotte, North Carolina. Lisa holds Series 7, Series 63, Series 99TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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GA
08/22/2005 - Present
Rabo Securities USA, Inc. (Atlanta GA)
MA
03/16/2001 - 10/08/2003
ROBECO USA BROKERAGE SERVICES (BOSTON MA)
NC
01/01/1999 - 04/15/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
BC
Issued 12/08/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/30/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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