Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Marie Dibiase is a financial advisor with over 18 years of experience in the industry. Lisa is currently registered with Ladenburg Thalmann & Co. Inc. in New York, NY. Lisa has a Series 7, Series 63, Series 99TO, and SIE license. Previously, Lisa was registered with FINANCIAL WEST GROUP in WESTLAKE VILLAGE, CA from 2004-2012.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/26/2012 - Present
Ladenburg Thalmann & Co. Inc. (New York NY)
CA
03/23/2004 - 11/14/2012
FINANCIAL WEST GROUP (WESTLAKE VILLAGE CA)
BC
Issued 11/24/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Lisa Dibiase is the right advisor for you? Invested Better is here to help.
