Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Desimone is a financial professional with over 25 years of experience in the securities industry. She has a broad range of experience working at various financial institutions including TP Icap Global Markets Americas LLC, Tullet Prebon Financial Services LLC, ICAP Securities USA LLC and Liquidnet, Inc. Lisa is a registered representative in New Jersey, New York, and Texas. She holds several securities licenses including Series 7, 9, 10, 14, 24, and 63.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
12/08/2021 - Present
Liquidnet, Inc. (NEW YORK NY)
NY
04/04/2018 - 06/30/2023
TULLETT PREBON FINANCIAL SERVICES LLC (New York NY)
NY
06/12/2009 - 06/30/2023
ICAP SECURITIES USA LLC (NEW YORK NY)
NA
10/15/2020 - 05/13/2022
LOUIS CAPITAL MARKETS, LLC (PARIS )
NJ
01/31/2012 - 12/21/2016
BROKERTEC AMERICAS LLC (JERSEY CITY NJ)
NJ
01/31/2012 - 03/05/2015
FIRST BROKERS SECURITIES LLC (JERSEY CITY NJ)
NJ
06/12/2009 - 04/12/2010
FIRST BROKERS SECURITIES LLC (JERSEY CITY NJ)
NJ
06/12/2009 - 04/12/2010
ICAP ELECTRONIC BROKING LLC (JERSEY CITY NJ)
NY
07/19/2005 - 06/23/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
09/19/2002 - 06/23/2005
WESTMINSTER RESEARCH ASSOCIATES INC. (NEW YORK NY)
NY
04/01/2002 - 06/23/2005
BNY BROKERAGE INC. (NEW YORK NY)
NY
06/21/2002 - 05/10/2004
BNY DIRECT EXECUTION INC. (NEW YORK NY)
NJ
06/08/1999 - 04/01/2002
AUTRANET, LLC (JERSEY CITY NJ)
NY
06/09/1997 - 06/08/1999
SCHRODER & CO. INC. (NEW YORK NY)
NJ
07/25/1996 - 06/05/1997
AUTRANET, INC. (JERSEY CITY NJ)
BC
Issued 04/11/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/08/2001
Series 14 - Compliance Officer Examination
BC
Issued 08/17/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/17/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/27/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/11/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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