Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Cuppett is a financial advisor currently working with Wells Fargo Securities, LLC in Palo Alto, California. Lisa has been in the financial industry since 2009 and has a strong background in investment banking. Lisa has Series 7, 63, 79, and SIE licenses and is registered in all 50 states, plus the District of Columbia, Puerto Rico, and the Virgin Islands.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
09/22/2016 - Present
Wells Fargo Securities, LLC (Palo Alto CA)
NC
07/01/2009 - 12/11/2009
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
CA
05/13/2009 - 07/01/2009
WELLS FARGO SECURITIES, LLC (SAN FRANCISCO CA)
BC
Issued 01/04/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/22/2016
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 05/12/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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