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Lisa Marie Archuleta

ADP Broker-Dealer, Inc.

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About Lisa Marie Archuleta

Lisa Marie Archuleta is a registered representative with ADP Broker-Dealer, Inc. Lisa has been in the securities industry since March 12, 2022. She holds the Series 63, Series 6TO and SIE licenses and is currently registered in ten states. Lisa is based in Florham Park, NJ.

Firm Information

Lisa Archuleta is currently registered with ADP Broker-Dealer, Inc.. ADP Broker-Dealer, Inc. is a corporation formed in July 1994. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Virgin Islands, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

755

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lisa Archuleta’s Registration & Firm History

NJ

03/13/2022 - Present

ADP Broker-Dealer, Inc. (FLORHAM PARK NJ)

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Licenses & Designations

BC

Issued 04/06/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/11/2022

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 02/16/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lisa Marie Archuleta.
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