Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Affolter is a financial advisor at LPL Financial LLC. Lisa has been in the financial services industry for over 20 years. She has experience working with individuals, families, and businesses. Lisa provides a wide range of financial planning services, including retirement planning, college savings, and investment management. Lisa holds Series 7, 63, and 65 licenses. Lisa also holds a SIE license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
07/21/2021 - Present
LPL Financial LLC (WASHINGTON IL)
IL
09/06/2019 - 07/21/2021
WADDELL & REED (WASHINGTON IL)
IL
08/04/2000 - 09/06/2019
COMMERCE BROKERAGE SERVICES, INC. (PEORIA IL)
IA
Issued 04/20/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/22/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/03/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Lisa Affolter is the right advisor for you? Invested Better is here to help.
