Unclaimed
Lisa Mueller is a registered representative with Tradeweb Direct LLC. Lisa Mueller has been in the industry since December 14, 2017, and holds the Series 99 and SIE exams. Lisa Mueller currently is active with Tradeweb Direct LLC, which is registered with FINRA and is located in JERSEY CITY, NJ.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
12/15/2017 - Present
Tradeweb Direct LLC (JERSEY CITY NJ)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/05/2017
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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