Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Hanes is a financial professional with over 15 years of experience in the industry. Lisa currently works at Prudential Investment Management Services LLC, focusing on providing investment advice to clients. Prior to this, Lisa worked at T. Rowe Price Investment Services, INC. and Legg Mason Investor Services, LLC. Lisa is licensed to sell securities in the United States and holds the Series 7, Series 7TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NJ
07/29/2024 - Present
Prudential Investment Management Services LLC (NEWARK NJ)
MD
04/04/2012 - 10/29/2018
T. ROWE PRICE INVESTMENT SERVICES, INC. (BALTIMORE MD)
MD
08/10/2009 - 09/29/2010
LEGG MASON INVESTOR SERVICES, LLC (BALTIMORE MD)
BC
Issued 07/26/2024
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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