Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Snyderman is a financial professional with over 30 years of experience in the financial services industry. Lisa currently holds registrations with Vistia Capital, LLC, Tapp Engine Securities, Rubicon Capital Advisors, Robus Capital Partners LLC, and Farkas Capital. Lisa also holds a Series 65 and Series 63 licenses, and is a registered principal in multiple states. Lisa has worked with a variety of firms throughout her career, and has experience in a variety of financial products and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CO
02/13/2024 - Present
Vistia Capital, LLC (CASTLE ROCK CO)
CA
08/02/2022 - 08/01/2023
ENERGY SHARES, LLC. (PASADENA CA)
NY
04/11/2022 - 06/02/2023
QUINT CAPITAL CORPORATION (NEW YORK NY)
NY
08/17/2021 - 01/03/2023
ANGEL ISLAND CAPITAL SERVICES, LLC (HAUPPAUGE NY)
CA
04/01/2021 - 01/03/2023
HUBBLE INVESTMENTS, LLC (SAN MATEO CA)
FL
01/11/2022 - 06/15/2022
NORTHSTAR FINANCIAL SERVICES (MIAMI BEACH FL)
FL
03/31/2021 - 06/09/2021
ANDBANC BROKERAGE, LLC (MIAMI FL)
CT
08/23/2018 - 11/16/2020
AMERA SECURITIES LLC (Stamford CT)
NY
12/03/2018 - 08/15/2019
MUNDIAL FINANCIAL GROUP, LLC (NEW YORK NY)
CT
05/23/2017 - 08/27/2018
PETER R. MACK & CO., INC. (Weston CT)
NY
12/06/2016 - 12/31/2017
MUNDIAL FINANCIAL GROUP, LLC (New York NY)
CT
01/10/2008 - 12/31/2015
VISION FINANCIAL MARKETS LLC (STAMFORD CT)
CT
07/13/2006 - 12/31/2015
VISION (STAMFORD CT)
MA
10/20/2004 - 08/26/2005
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
02/23/2001 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
NY
05/24/2000 - 11/22/2000
EWEALTH SECURITIES, INC. (WHITE PLAINS NY)
NJ
05/24/1999 - 03/15/2000
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NY
11/03/1998 - 04/29/1999
NORTHEAST SECURITIES, INC. (MITCHELFIELD NY)
CT
01/20/1997 - 10/26/1998
AUERBACH, POLLAK & RICHARDSON INC. (STAMFORD CT)
NY
10/04/1995 - 01/06/1997
NORTHEAST SECURITIES, INC. (MITCHELFIELD NY)
CT
11/08/1994 - 10/17/1995
STOVER HALEY BURNS, INC. (STAMFORD CT)
NY
11/18/1991 - 06/29/1993
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NY
04/03/1989 - 12/03/1991
FIRST METROPOLITAN SECURITIES, INC. (NEW YORK NY)
NA
03/19/1985 - 11/23/1987
SHEARSON LEHMAN BROTHERS INC.
NA
07/29/1982 - 01/22/1985
FIRST INVESTORS CORPORATION
IA
Issued 01/22/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/29/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 01/05/2007
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/24/2006
Series 4 - Registered Options Principal Examination
BC
Issued 08/03/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/11/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/17/1997
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/2017
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 03/16/1985
Series 7 - General Securities Representative Examination
BC
Issued 07/28/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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