Unclaimed
Lisa Pickering is a registered representative with Fidelity Brokerage Services LLC, licensed to provide investment advice in all states. Lisa has been in the financial services industry since 2017, with previous experience at Ameriprise Financial Services, LLC. Lisa holds a Series 7, Series 66, and SIE license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
12/22/2022 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
NY
03/27/2017 - 12/01/2022
AMERIPRISE FINANCIAL SERVICES, LLC (RYE BROOK NY)
BOTH
Issued 07/17/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/27/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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