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Lisa Margaret Murphy

Charles Schwab & CO., Inc.

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About Lisa Margaret Murphy

Lisa Murphy has been in the financial services industry since 2011. Lisa is currently registered with Charles Schwab & CO., Inc. and has previous experience with WELLS FARGO CLEARING SERVICES, LLC, CITIGROUP GLOBAL MARKETS INC. and WELLS FARGO ADVISORS, LLC. Lisa holds the following licenses: Series 7TO, Series 6, Series 63, and Series 66. Lisa is also a registered investment advisor in New York. Lisa specializes in providing financial planning and investment advice to individuals and families.

Firm Information

Lisa Murphy is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Lisa Murphy’s Registration & Firm History

NJ

07/22/2022 - Present

Charles Schwab & CO., Inc. (Marlton NJ)

NY

06/21/2021 - 06/15/2022

WELLS FARGO CLEARING SERVICES, LLC (GREENVALE NY)

NY

05/20/2011 - 10/23/2018

CITIGROUP GLOBAL MARKETS INC. (NEW HYDE PARK NY)

NY

08/28/2008 - 03/22/2011

WELLS FARGO ADVISORS, LLC (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 07/21/2021

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/04/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/21/2021

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/26/2008

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Lisa Margaret Murphy.
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