Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Abramowitz is a financial professional with over 20 years of experience in the industry. Lisa has a strong background in providing investment advisory services to individuals, families, and institutions. Currently, Lisa is a registered representative at Northern Trust Securities, Inc. Prior to joining Northern Trust Securities, Inc., Lisa held positions at various firms including Franklin Templeton Financial Services Corp., Barclays Capital Inc., Lehman Brothers Inc., and UST Securities Corp. Lisa holds Series 6, 7, 63, and 66 licenses and is registered to provide investment advice in a number of states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
10/12/2017 - Present
Northern Trust Securities, Inc. (BOCA RATON FL)
NY
03/30/2011 - 05/09/2013
FRANKLIN TEMPLETON FINANCIAL SERVICES CORP. (NEW YORK NY)
NY
09/22/2008 - 06/03/2010
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
06/07/2007 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
12/01/2002 - 06/08/2007
UST SECURITIES CORP. (NEW YORK NY)
NY
05/27/1998 - 12/01/2002
UST FINANCIAL SERVICES CORP. (NEW YORK NY)
BC
Issued 01/25/2018
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 04/11/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/15/2002
Series 7 - General Securities Representative Examination
BC
Issued 05/26/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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