Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa McEntee is a financial advisor at RBC Capital Markets, LLC. Lisa has over 30 years of experience in the financial services industry. Prior to joining RBC Capital Markets, LLC, Lisa was a financial advisor at Wells Fargo Advisors, LLC and UBS Financial Services Inc.. Lisa holds a Series 7, 9, 10, 63, and 65 license. Lisa specializes in providing financial planning, portfolio management, and investment advisory services to individuals, families, and businesses. Lisa also has experience working with pension and profit sharing plans, endowment funds, foundations, and family trusts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NJ
04/12/2016 - Present
RBC Capital Markets, LLC (FLORHAM PARK NJ)
NJ
01/06/2010 - 08/21/2014
WELLS FARGO ADVISORS, LLC (PARAMUS NJ)
NJ
06/29/2004 - 11/06/2009
UBS FINANCIAL SERVICES INC. (FLORHAM PARK NJ)
MO
07/01/2003 - 06/21/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
08/28/2000 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
05/24/1995 - 08/23/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
03/01/1994 - 04/19/1995
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 07/01/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/12/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/22/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/22/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/28/1994
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
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NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
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Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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