Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Siemering is an investment advisor representative with Cetera Investment Advisers LLC. Lisa has been in the financial services industry since 2012 and has been registered with the state of Washington since 2024. Lisa has worked with several firms including Merrill Lynch, Pierce, Fenner & Smith Incorporated and LPL Financial LLC. Lisa is also a registered representative with FINRA. Lisa holds the Series 6, 7, 63, 65 and SIE licenses. Lisa provides investment advice to individuals, businesses, high net worth individuals, charitable organizations and pension and profit sharing plans. Lisa specializes in financial planning, portfolio management and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WA
05/09/2024 - Present
Cetera Investment Advisers LLC (BELLEVUE WA)
WA
12/01/2023 - 04/19/2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BELLEVUE WA)
WA
07/21/2021 - 06/08/2023
LPL FINANCIAL LLC (LYNNWOOD WA)
WA
07/18/2017 - 07/21/2021
WADDELL & REED (LYNNWOOD WA)
NJ
09/02/1997 - 04/12/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
VA
02/19/1993 - 09/15/1995
GNA SECURITIES, INC. (GLEN ALLEN VA)
IA
Issued 9/4/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 6/14/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/17/2017
Series 7 - General Securities Representative Examination
BC
Issued 2/12/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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