Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Rossi is a financial advisor at Gladstone Wealth Partners. Lisa has been in the financial services industry for over 25 years. Lisa has a wide range of experience, including working with high-net-worth individuals, families, and businesses. Lisa provides financial planning, investment management, and retirement planning services to her clients. Lisa holds the Series 7, Series 63, Series 65, and Series 24 licenses and is a Certified Financial Planner. Lisa is committed to providing her clients with personalized financial advice and strategies. Lisa's previous experience includes roles at LPL Financial, National Planning Corporation, Chase Investment Services Corp, FIS Securities, Inc., MDS Securities Incorporated, 440 Financial Distributors, Inc., and Nathan & Lewis Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Wrap fee accounts, retirement planning consulting services, general consulting services, and referral services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
03/23/2021 - Present
Gladstone Wealth Partners (PALM BEACH GARDENS FL)
NY
06/28/2016 - 12/23/2020
LPL FINANCIAL LLC (PURCHASE NY)
CT
04/29/2005 - 06/29/2016
NATIONAL PLANNING CORPORATION (GREENWICH CT)
IL
03/17/1998 - 05/05/2005
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
MA
01/02/1997 - 04/06/1998
FIS SECURITIES, INC. (BOSTON MA)
IN
01/02/1996 - 12/31/1996
MDS SECURITIES INCORPORATED (CARMEL IN)
ME
05/19/1995 - 12/31/1995
440 FINANCIAL DISTRIBUTORS, INC. (PORTLAND ME)
NY
12/14/1992 - 05/23/1995
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
IA
Issued 08/12/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/27/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/22/2022
Series 24 - General Securities Principal Examination
BC
Issued 12/22/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/14/1992
Series 7 - General Securities Representative Examination
Active
Inactive
Not sure Lisa Rossi is the right advisor for you? Invested Better is here to help.
