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Lisa M Powell

J.p. Morgan Institutional Investments Inc.

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About Lisa M Powell

Lisa Powell is a registered representative with J.P. Morgan Institutional Investments Inc. Lisa's professional career began on May 17, 1990. Lisa has been registered with FINRA since January 3, 2011 and is currently registered in 52 states. Lisa has held prior registrations with several firms including JPMorgan Distribution Services, Inc., One Group Services Company (The), John Nuveen & Co., Incorporated, Flagship Funds Inc. and Banc One Securities Corporation.

Firm Information

Lisa Powell is currently registered with J.p. Morgan Institutional Investments Inc.. J.P. Morgan Institutional Investments Inc. is a corporation formed on May 26, 1999. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

526

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lisa Powell’s Registration & Firm History

OH

01/03/2011 - Present

J.p. Morgan Institutional Investments Inc. (COLUMBUS OH)

OH

01/25/2001 - 01/03/2011

JPMORGAN DISTRIBUTION SERVICES, INC. (COLUMBUS OH)

OH

06/03/1998 - 12/31/2000

ONE GROUP SERVICES COMPANY (THE) (BROOKLYN OH)

IL

01/01/1997 - 02/03/1998

JOHN NUVEEN & CO., INCORPORATED (CHICAGO IL)

OH

08/23/1990 - 01/01/1997

FLAGSHIP FUNDS INC. (DAYTON OH)

IL

11/21/1989 - 07/18/1990

BANC ONE SECURITIES CORPORATION (CHICAGO IL)

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Licenses & Designations

BC

Issued 09/07/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/14/2012

Series 53 - Municipal Securities Principal Examination

BC

Issued 05/09/2011

Series 24 - General Securities Principal Examination

BC

Issued 07/21/1995

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/18/1989

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lisa M Powell.
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