Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Ogram is a financial advisor currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. in Deland, Florida. Lisa has been working in the financial services industry since September 4, 2000. Lisa has passed the Series 66, Series 7, Series 9, Series 10, and the SIE exams. Lisa Ogram is also registered as an investment advisor representative in Florida and Texas. Prior to joining Merrill Lynch, Pierce, Fenner & Smith Inc., Lisa was with Ameritas Investment Corp. and Citigroup Global Markets Inc. Lisa specializes in providing financial planning, investment advisory, and portfolio management services to individuals, corporations, and other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
04/11/2012 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (DELAND FL)
FL
05/10/2006 - 12/21/2007
AMERITAS INVESTMENT CORP. (DELTONA FL)
FL
02/22/2002 - 03/17/2006
CITIGROUP GLOBAL MARKETS INC. (ORMOND BEACH FL)
NY
09/21/1999 - 02/14/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 01/20/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/23/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/10/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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