Unclaimed
Lisa Murray has been in the financial services industry since 2000. Currently, Lisa is registered with Athene Securities, LLC and is licensed in Iowa. Lisa holds the following licenses: Series 66, Series 51, Series 24, SIE, and Series 7. Previously, Lisa was employed by FBL MARKETING SERVICES, LLC and PRINCOR FINANCIAL SERVICES CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IA
07/25/2016 - Present
Athene Securities, LLC (WEST DES MOINES IA)
IA
08/05/2004 - 06/29/2015
FBL MARKETING SERVICES, LLC (WEST DES MOINES IA)
IA
10/17/2000 - 07/26/2004
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
BOTH
Issued 08/19/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/27/2005
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 01/19/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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