Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Isenhower is a financial advisor with over 20 years of experience in the industry. Lisa currently works with RBC Capital Markets, LLC, and has previously worked with UBS Financial Services Inc., Securian Financial Services, Inc., Morgan Stanley, and Citigroup Global Markets Inc. Lisa holds the Series 7, Series 10, Series 9, Series 63, and Series 65 licenses. Lisa specializes in providing financial planning, portfolio management, and pension consulting services to a wide range of clients, including individuals, families, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
05/28/2024 - Present
RBC Capital Markets, LLC (HOUSTON TX)
TX
10/17/2014 - 05/28/2024
UBS FINANCIAL SERVICES INC. (HOUSTON TX)
TX
08/19/2014 - 10/20/2014
SECURIAN FINANCIAL SERVICES, INC. (HOUSTON TX)
TX
06/01/2009 - 11/01/2012
MORGAN STANLEY (HOUSTON TX)
TX
04/05/2004 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (HOUSTON TX)
NJ
11/17/2003 - 04/22/2004
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
11/07/2000 - 11/13/2003
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
IA
Issued 07/20/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/20/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/15/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/08/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/06/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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