Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Gasparro is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Lisa has been in the industry for over 27 years and holds both Series 7 and 66 licenses. Lisa is a registered representative in Connecticut, New York and Texas. She works out of the Garden City, NY branch of Merrill Lynch, Pierce, Fenner & Smith Inc. Lisa's experience includes working with a variety of clients, including individuals, corporations, insurance companies, charitable organizations, and pension and profit-sharing plans. Lisa specializes in portfolio management, investment advice, and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
01/10/2014 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (GARDEN CITY NY)
NY
12/12/2008 - 08/05/2013
UBS FINANCIAL SERVICES INC. (UNIONDALE NY)
NY
04/02/2008 - 12/15/2008
MORGAN STANLEY & CO. INCORPORATED (JERICHO NY)
NY
04/11/2000 - 04/04/2008
CITIGROUP GLOBAL MARKETS INC. (MANHASSET NY)
NY
05/15/1998 - 12/19/2000
IRONHORSE SECURITIES INC. (NEW YORK NY)
NY
04/08/1997 - 05/11/1998
SPEAR, LEEDS & KELLOGG (NEW YORK NY)
NY
06/05/1996 - 12/18/1996
STRATTON OAKMONT INC. (LAKE SUCCESS NY)
BOTH
Issued 08/25/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/20/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/04/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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