Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Fraser-harris is a financial advisor who has been in the industry since 2003. Lisa is currently registered with Morgan Stanley and has previously worked at PRUCO SECURITIES, LLC., Prudential Investment Management Services LLC, Dreyfus Service Corporation, AllianceBernstein Investment Research and Management, INC. and Dean Witter Reynolds INC. Lisa holds a Series 7, 7TO, 24 and SIE license and is a Series 63 state registered representative. Lisa's specializations include retirement planning, estate planning, college savings, and investment management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
11/14/2023 - Present
Morgan Stanley (PURCHASE NY)
NJ
10/13/2015 - 04/17/2020
PRUCO SECURITIES, LLC. (NEWARK NJ)
NJ
05/01/2007 - 10/30/2015
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
NY
09/14/2005 - 03/14/2007
DREYFUS SERVICE CORPORATION (NEW YORK NY)
TN
08/04/2000 - 08/19/2005
ALLIANCEBERNSTEIN INVESTMENT RESEARCH AND MANAGEMENT, INC. (NASHVILLE TN)
NY
02/02/2000 - 08/10/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BC
Issued 12/19/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/04/2022
Series 24 - General Securities Principal Examination
BC
Issued 12/04/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/31/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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