Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Forsythe is a financial advisor with over 27 years of experience in the industry. Lisa is currently registered with J.p. Morgan Securities LLC in Houston, TX and has been with the firm since October 2012. Lisa has been registered with the state of Texas since October 2012. Prior to joining J.p. Morgan Securities LLC, Lisa worked at CHASE INVESTMENT SERVICES CORP., ADVANTAGE CAPITAL CORPORATION, PRUDENTIAL SECURITIES INCORPORATED and DEAN WITTER REYNOLDS INC. Lisa specializes in providing financial advice to individuals, businesses, pension and profit sharing plans, corporations, high-net-worth individuals, and insurance companies. Lisa is a registered representative of FINRA and is also registered with the states of Alabama, Alaska, Arizona, Arkansas, California, Colorado, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Kansas, Louisiana, Mississippi, Missouri, Montana, Nebraska, New Mexico, New York, North Carolina, North Dakota, South Dakota, Texas, Virginia, Washington, Wisconsin, and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
TX
10/01/2012 - Present
J.p. Morgan Securities LLC (Houston TX)
TX
10/12/2000 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (HOUSTON TX)
GA
01/26/2000 - 10/02/2000
ADVANTAGE CAPITAL CORPORATION (ATLANTA GA)
NY
02/25/1999 - 12/08/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
04/19/1995 - 03/11/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 08/22/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/28/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/17/1995
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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