Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Lynne Pomerleau is a financial advisor with over 25 years of experience in the financial services industry. Lisa is a registered representative of LPL Financial LLC and is licensed to provide investment advice in multiple states, including Arizona, Maine and Texas. Lisa has been a registered representative since 1996 and has held various roles with several firms.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
ME
11/01/2018 - Present
LPL Financial LLC (WATERVILLE ME)
ME
01/16/2014 - 02/14/2018
INVEST FINANCIAL CORPORATION (WATERVILLE ME)
ME
08/29/2006 - 01/27/2014
INVESTORS CAPITAL CORP. (WATERVILLE ME)
ME
01/04/2000 - 08/23/2006
RAYMOND JAMES FINANCIAL SERVICES, INC. (WATERVILLE ME)
ME
12/09/1996 - 12/31/1999
NLBS ADVISERS, INC. (WATERVILLE ME)
BOTH
Issued 05/05/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/15/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/08/1999
Series 27 - Financial and Operations Principal Examination
BC
Issued 05/15/1997
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/24/1997
Series 7 - General Securities Representative Examination
BC
Issued 12/06/1996
Series 11 - Assistant Representative-Order Processing Qualification Exam
Active
Inactive
F
FINRA
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