Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Waterman is a financial advisor at Osaic Wealth, Inc. in Fort Wayne, Indiana. Lisa has been in the financial services industry since 1996. Lisa is licensed to provide investment advisory services in Indiana and is a Certified Financial Planner. Lisa previously worked at Signator Investors, Inc., Transamerica Financial Advisors, Inc., Fifth Third Securities, Inc., Wells Fargo Investments, LLC, Wells Fargo Securities Inc., and Forum Financial Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IN
11/02/2018 - Present
Osaic Wealth, Inc. (FORT WAYNE IN)
IN
05/13/2016 - 11/02/2018
SIGNATOR INVESTORS, INC. (FORT WAYNE IN)
IN
01/22/2014 - 05/13/2016
TRANSAMERICA FINANCIAL ADVISORS, INC (FORT WAYNE IN)
IN
01/07/2011 - 01/17/2014
FIFTH THIRD SECURITIES, INC. (FT. WAYNE IN)
IN
05/02/2001 - 07/08/2009
WELLS FARGO INVESTMENTS, LLC (FORT WAYNE IN)
CA
07/12/1999 - 05/02/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
ME
04/10/1995 - 07/12/1999
FORUM FINANCIAL SERVICES, INC. (PORTLAND ME)
IA
Issued 01/25/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/07/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/2001
Series 7 - General Securities Representative Examination
BC
Issued 04/07/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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