Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Lynn Smith is a financial professional with over 23 years of experience in the industry. Lisa is currently registered with Nylife Distributors LLC, a firm with a focus on providing financial solutions to individuals and families. Lisa holds the Series 6, Series 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
KS
04/15/2019 - Present
Nylife Distributors LLC (LEAWOOD KS)
WA
02/26/2016 - 04/23/2019
NYLIFE SECURITIES LLC (ISSAQUAH WA)
KS
02/21/2013 - 03/11/2016
NYLIFE DISTRIBUTORS LLC (LEAWOOD KS)
KS
04/03/1996 - 05/16/2011
NYLIFE DISTRIBUTORS LLC (LEAWOOD KS)
BC
Issued 04/19/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/02/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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