linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Lisa Lynn Preston

Nations Financial Group, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Lisa? Claim Your Profile

About Lisa Lynn Preston

Lisa Lynn Preston is a financial advisor with Nations Financial Group, Inc., based in Scottsdale, Arizona. Lisa has been a financial advisor for over 20 years, and previously worked with Wells Fargo Advisors Financial Network, LLC, Citigroup Global Markets Inc., U.S. Bancorp Piper Jaffray Inc., and SunAmerica Securities, Inc. Lisa's areas of expertise include financial planning, portfolio management, and pension consulting. Lisa holds the Series 7 and Series 63 licenses, as well as the SIE exam.

Firm Information

Lisa Preston is currently registered with Nations Financial Group, Inc.. Nations Financial Group, Inc. is a corporation formed in 1997 that provides financial planning, pension consulting, selection of other advisers, portfolio management for businesses and individuals, and other advisory services. The firm manages approximately $3.4 billion in assets for a variety of clients, including high net worth individuals, corporations, charitable organizations, and pension and profit sharing plans. The firm has offices in Cedar Rapids, IA and is registered with the SEC and in 51 states.
Nations Financial Group, Inc.

3925 FOUNTAINS BLVD NE

CEDAR RAPIDS, IA 52411

$3.40B

Assets Under Management

Not reported

Total Clients

91

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

pension consulting services

Guidance on pension options to ensure a secure financial future.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Lisa Preston’s Registration & Firm History

AZ

09/16/2020 - Present

Nations Financial Group, Inc. (Scottsdale AZ)

AZ

05/26/2006 - 09/17/2020

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (SCOTTSDALE AZ)

AZ

03/23/2001 - 06/08/2006

CITIGROUP GLOBAL MARKETS INC. (TEMPE AZ)

MN

09/07/2000 - 09/26/2000

U.S. BANCORP PIPER JAFFRAY INC. (MINNEAPOLIS MN)

AZ

07/29/1999 - 09/05/2000

SUNAMERICA SECURITIES, INC. (PHOENIX AZ)

Not sure if Lisa Lynn Preston is right for you?

Licenses & Designations

BC

Issued 12/01/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/13/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lisa Lynn Preston.
Not sure if Lisa Lynn Preston is right for you?