linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Lisa Lynn Lopacinski

Northwestern Mutual Investment Services, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Lisa? Claim Your Profile

About Lisa Lynn Lopacinski

Lisa Lynn Lopacinski is a financial professional with over 17 years of experience in the financial services industry. Lisa is currently a Registered Representative at Northwestern Mutual Investment Services, LLC, where she is registered in Wisconsin. Previously, Lisa held similar roles at Ameriprise Financial Services, Inc., LPL Financial LLC, Chase Investment Services Corp. and Edward Jones. Lisa is a Certified Financial Planner™ professional with the goal of helping her clients achieve their financial goals.

Firm Information

Lisa Lopacinski is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

other

Referral fees

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Lisa Lopacinski’s Registration & Firm History

WI

01/17/2025 - Present

Northwestern Mutual Investment Services, LLC (Milwaukee WI)

WI

05/19/2015 - 01/11/2017

AMERIPRISE FINANCIAL SERVICES, INC. (ELM GROVE WI)

WI

04/19/2011 - 05/20/2015

LPL FINANCIAL LLC (HARTLAND WI)

WI

10/15/2010 - 04/15/2011

CHASE INVESTMENT SERVICES CORP. (BROOKFIELD WI)

WI

01/06/2010 - 06/29/2010

EDWARD JONES (WEST ALLIS WI)

NY

06/03/1999 - 11/10/2000

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

Not sure if Lisa Lynn Lopacinski is right for you?

Licenses & Designations

BOTH

Issued 01/14/2010

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/05/2010

Series 7 - General Securities Representative Examination

BC

Issued 07/06/1999

Series 31 - Futures Managed Funds Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lisa Lynn Lopacinski.
Not sure if Lisa Lynn Lopacinski is right for you?