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Lisa Lynn Lopacinski

Northwestern Mutual Investment Services, LLC

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About Lisa Lynn Lopacinski

Lisa Lopacinski is a financial advisor with Northwestern Mutual Investment Services, LLC. Lisa has been in the financial services industry since 2008. Lisa has experience working with individuals, families, and businesses. She is also a Certified Financial Planner™. Lisa is committed to providing her clients with personalized financial advice and guidance to help them achieve their financial goals.

Firm Information

Lisa Lopacinski is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

720 E Wisconsin Ave

Milwaukee, WI 53202

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Lisa Lopacinski’s Registration & Firm History

WI

01/15/2024 - Present

Northwestern Mutual Investment Services, LLC (Milwaukee WI)

WI

05/19/2015 - 01/11/2017

AMERIPRISE FINANCIAL SERVICES, INC. (ELM GROVE WI)

WI

04/19/2011 - 05/20/2015

LPL FINANCIAL LLC (HARTLAND WI)

WI

10/15/2010 - 04/15/2011

CHASE INVESTMENT SERVICES CORP. (BROOKFIELD WI)

WI

01/06/2010 - 06/29/2010

EDWARD JONES (WEST ALLIS WI)

NY

06/03/1999 - 11/10/2000

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

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Licenses & Designations

BOTH

Issued 1/14/2010

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 1/5/2010

Series 7 - General Securities Representative Examination

BC

Issued 7/6/1999

Series 31 - Futures Managed Funds Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lisa Lynn Lopacinski.
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