Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Lynn Lockerman is a financial professional with over 30 years of experience in the financial services industry. Lisa is a Registered Representative and Investment Advisor Representative, licensed in California and Texas. She holds the Series 6, 7, 24, 63, 65 and SIE licenses. Lisa is also a Chartered Financial Consultant (ChFC). Lisa is currently affiliated with Lockerman Financial Group, Inc., a Registered Investment Advisor firm located in Newport Beach, California. Prior to joining Lockerman Financial Group, Inc. Lisa was affiliated with Cambridge Investment Research, Inc. and Lincoln Financial Advisors Corporation. Lisa specializes in providing financial planning, portfolio management, and insurance solutions to individuals and families. Lisa is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
11/08/2021 - Present
Lockerman Financial Group, Inc. (NEWPORT BEACH CA)
CA
01/28/2008 - 11/23/2021
CAMBRIDGE INVESTMENT RESEARCH, INC. (NEWPORT BEACH CA)
CA
07/06/1992 - 01/29/2008
LINCOLN FINANCIAL ADVISORS CORPORATION (IRVINE CA)
IN
07/06/1992 - 05/19/2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
IA
Issued 08/13/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/20/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/07/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/22/1998
Series 7 - General Securities Representative Examination
BC
Issued 07/02/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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