Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Crawford is a registered representative with charles schwab & co., inc. since November 2006. Lisa also provides financial planning services for clients. Lisa has been in the industry since October 14, 2001, working with several firms in the past. Lisa is currently registered with the state of Texas, California, and Arizona and holds multiple securities licenses including Series 6, 7, 9, 10, 63, and 66. Lisa is also registered as an Investment Advisor Representative with the state of Texas, California, and Arizona.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
TX
12/11/2023 - Present
Charles Schwab & CO., Inc. (Austin TX)
PA
07/09/2004 - 03/08/2006
VANGUARD MARKETING CORPORATION (MALVERN PA)
AZ
11/06/2003 - 05/19/2004
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
NY
11/24/2000 - 10/08/2003
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, INC. (NEW YORK NY)
BOTH
Issued 1/24/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/11/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 7/11/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 2/22/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/1/2007
Series 7 - General Securities Representative Examination
BC
Issued 11/22/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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