Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Cain has been in the financial services industry since July 1999 and has been with Edward Jones since January 2012. Lisa is a registered investment advisor with Edward Jones and has held several previous roles in the financial services industry. Lisa is licensed to provide financial advice in 20 states. Lisa has earned her Series 6, 7, 63 and 66 licenses. Lisa is currently registered with Edward Jones in West Virginia and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
WV
01/24/2012 - Present
Edward Jones (BUCKHANNON WV)
WV
10/11/2011 - 01/12/2012
THE HUNTINGTON INVESTMENT COMPANY (CHARLESTON WV)
WV
09/05/2006 - 04/16/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLESTON WV)
WV
07/20/2004 - 09/14/2006
FIFTH THIRD SECURITIES, INC. (CHARLESTON WV)
IL
04/01/1998 - 06/09/2004
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
BC
Issued 10/22/2011
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 09/30/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/2011
Series 7 - General Securities Representative Examination
BC
Issued 03/31/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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