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Lisa Lynn Baab

Kestra Investment Services, LLC

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About Lisa Lynn Baab

Lisa Lynn Baab is a financial professional with Kestra Investment Services, LLC. Lisa has been in the industry since May 16, 2012. Lisa holds the Series 11 - Assistant Representative-Order Processing Qualification Exam.

Firm Information

Lisa Baab is currently registered with Kestra Investment Services, LLC. Kestra Investment Services, LLC is a Limited Liability Company formed in September 2014 and is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 14 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

302

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lisa Baab’s Registration & Firm History

OH

05/17/2012 - Present

Kestra Investment Services, LLC (CINCINNATI OH)

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Licenses & Designations

BC

Issued 05/16/2012

Series 11 - Assistant Representative-Order Processing Qualification Exam

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lisa Lynn Baab.
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