Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Westmoreland has been in the financial services industry since 1985. She has a strong background in investment management and has held positions with several firms including Morgan Keegan & Company, Inc. and Scharff & Jones, Inc. Lisa is currently registered as a Registered Representative with Raymond James & Associates, Inc. in Louisiana and Texas. She is dedicated to providing her clients with personalized financial advice and investment strategies tailored to meet their individual needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
LA
11/05/2014 - Present
Raymond James & Associates, Inc. (BATON ROUGE LA)
LA
11/26/1990 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (BATON ROUGE LA)
NA
08/26/1985 - 11/26/1990
SCHARFF & JONES, INC.
BC
Issued 11/05/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Lisa Westmoreland is the right advisor for you? Invested Better is here to help.
