linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Lisa Lydia Rizzi-grieco

BMO Capital Markets Corp.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Lisa? Claim Your Profile

About Lisa Lydia Rizzi-grieco

Lisa Lydia Rizzi-grieco is a financial professional with over 25 years of experience in the industry. Lisa currently holds the position of Registered Representative at BMO Capital Markets Corp., where she has been employed since September 1, 2018. Previously, Lisa worked at KGS-ALPHA CAPITAL MARKETS, L.P., Jefferies LLC, Nomura Securities International, Inc., Commerzbank Capital Markets Corp., RBC Dominion Securities Corporation, Merrill Lynch, Pierce, Fenner & Smith Incorporated, American Express Financial Advisors Inc. and IDS Life Insurance Company.

Firm Information

Lisa Rizzi-grieco is currently registered with BMO Capital Markets Corp.. BMO Capital Markets Corp. is a Corporation headquartered in NEW YORK, NY. Founded in March 1988, the firm has a broad reach with state-level registrations in all 50 states plus Puerto Rico and the Virgin Islands. It offers investment advisory services, including portfolio management for pooled investment vehicles, and holds approximately $10 billion - $50 billion in assets. BMO Capital Markets Corp. primarily serves investment companies and pooled investment vehicles, with a total of 113 clients and $796,416,350 in regulatory assets under management.
BMO Capital Markets Corp.

151 WEST 42ND STREET

NEW YORK, NY 10036

$796.42M

Assets Under Management

113

Total Clients

178

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

provision of securities trading ideas and research

Provision of securities trading ideas and research

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

check

other

Fees for securities trading ideas and research

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Lisa Rizzi-grieco’s Registration & Firm History

NY

09/01/2018 - Present

BMO Capital Markets Corp. (New York NY)

NY

10/24/2014 - 09/01/2018

KGS-ALPHA CAPITAL MARKETS, L.P. (NEW YORK NY)

NY

06/06/2008 - 10/07/2014

JEFFERIES LLC (NEW YORK NY)

NY

01/31/2005 - 06/12/2008

NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)

NY

03/30/2001 - 01/25/2005

COMMERZBANK CAPITAL MARKETS CORP. (NEW YORK NY)

NY

05/11/1998 - 04/05/2001

RBC DOMINION SECURITIES CORPORATION (NEW YORK NY)

NY

07/10/1997 - 04/24/1998

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

MN

12/12/1994 - 11/13/1995

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

12/12/1994 - 11/13/1995

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

Not sure if Lisa Lydia Rizzi-grieco is right for you?

Licenses & Designations

IA

Issued 07/17/1997

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/20/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/20/2000

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 07/05/2000

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 05/27/2000

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/03/1995

Series 3 - National Commodity Futures Examination

BC

Issued 12/09/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lisa Lydia Rizzi-grieco.
Not sure if Lisa Lydia Rizzi-grieco is right for you?