Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Louise Thompson is a financial advisor with Avantax Investment Services, Inc. in Lake Havasu City, Arizona. She has been a registered representative since 1998 and has experience in securities and investment company products. Lisa also holds the Series 6 and Series 63 licenses, as well as the SIE exam. She is registered to conduct business in Arizona, California, Florida, and Missouri.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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AZ
10/29/1998 - Present
Avantax Investment Services, Inc. (LAKE HAVASU CITY AZ)
BC
Issued 10/27/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/27/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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