Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Lauria has been in the financial industry since 1997. Currently, Lisa Lauria is registered with MML Investors Services, LLC as a Registered Representative (RA) in Indiana and Texas. Previously, Lisa Lauria was registered with CHARLES SCHWAB & CO., INC., THURSTON SPRINGER FINANCIAL, PLANNED INVESTMENT CO., INC., CUSO FINANCIAL SERVICES, L.P., PRUCO SECURITIES CORPORATION, ESSEX NATIONAL SECURITIES, INC., and BHCM INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
IN
09/03/2024 - Present
MML Investors Services, LLC (Indianapolis IN)
IN
03/25/2022 - 08/22/2024
CHARLES SCHWAB & CO., INC. (Indianapolis IN)
IN
01/23/2013 - 11/09/2021
THURSTON SPRINGER FINANCIAL (INDIANAPOLIS IN)
IN
03/19/2004 - 10/31/2012
PLANNED INVESTMENT CO., INC. (INDIANAPOLIS IN)
CA
05/29/2002 - 11/24/2003
CUSO FINANCIAL SERVICES, L.P. (SAN DIEGO CA)
NJ
08/24/1998 - 06/05/2002
PRUCO SECURITIES CORPORATION (NEWARK NJ)
CA
10/28/1996 - 07/30/1998
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
TX
07/31/1996 - 09/05/1996
BHCM INC. (HOUSTON TX)
IA
Issued 11/16/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/20/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/23/2023
Series 4 - Registered Options Principal Examination
BC
Issued 10/17/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/19/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/24/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/24/1997
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/13/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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