Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Liu Tutass is a registered investment advisor representative with Neuberger Berman BD LLC. Lisa has been in the financial services industry since 2015 and is registered with the state of New York. Previously, Lisa worked at Morgan Stanley & Co. LLC. Lisa holds Series 7, 55, 63, and 57TO licenses and the SIE exam. Lisa is a financial professional with expertise in providing investment advice and portfolio management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NY
11/09/2021 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NY
08/07/2015 - 05/12/2021
MORGAN STANLEY & CO. LLC (NEW YORK NY)
IA
Issued 11/08/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/13/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/2015
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/07/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
Not sure Lisa Tutass is the right advisor for you? Invested Better is here to help.
