Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Raboin is a financial advisor with Oppenheimer & Co. Inc. in Lake Oswego, OR, with 26 years of experience in the industry. Lisa has a broad range of experience including positions at LPL Financial LLC, Wells Fargo Advisors Financial Network, LLC, Northwestern Mutual Investment Services, LLC, Morgan Stanley & Co. Incorporated and Strand, Atkinson, Williams & York, Inc. Lisa holds FINRA Series 31, 7 and 6, and the SIE licenses. Lisa also holds the Series 63 and 65 licenses, and is registered to provide investment advice in Arizona, California, Colorado, Delaware, Florida, Georgia, Idaho, Minnesota, Montana, Nevada, Oklahoma, Oregon, Pennsylvania, Virginia, Washington, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
OR
07/14/2021 - Present
Oppenheimer & Co. Inc. (LAKE OSWEGO OR)
OR
11/02/2017 - 07/14/2021
LPL FINANCIAL LLC (PORTLAND OR)
OR
09/29/2011 - 11/03/2017
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (PORTLAND OR)
OR
06/30/2010 - 08/23/2010
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (PORTLAND OR)
OR
12/14/2007 - 07/15/2009
MORGAN STANLEY & CO. INCORPORATED (LAKE OSWEGO OR)
OR
03/12/2002 - 11/21/2006
STRAND, ATKINSON, WILLIAMS & YORK, INC. (PORTLAND OR)
NY
06/28/1996 - 11/08/2001
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
05/13/1994 - 08/01/1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
05/26/1993 - 03/16/1994
NEW ENGLAND SECURITIES (NEW YORK NY)
IA
Issued 06/16/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/04/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/07/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 05/12/1994
Series 7 - General Securities Representative Examination
BC
Issued 05/25/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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