Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Archambeault is a registered representative with Fidelity Brokerage Services LLC. Lisa has been in the securities industry since April 23, 2006. Lisa holds the Series 63, Series 7, Series 9, and Series 10 licenses. Lisa is currently registered in Massachusetts, Rhode Island, Texas, and Utah. Previously, Lisa worked for National Financial Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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RI
08/24/2011 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
RI
07/12/2010 - 07/21/2011
NATIONAL FINANCIAL SERVICES LLC (SMITHFIELD RI)
RI
07/20/2007 - 09/15/2008
NATIONAL FINANCIAL SERVICES LLC (SMITHFIELD RI)
RI
05/06/2004 - 06/28/2007
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BC
Issued 06/01/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/10/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/21/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/05/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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New York Stock Exchange
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