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Lisa Lehnus

Axos Clearing LLC

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About Lisa Lehnus

Lisa Lehnus is a registered representative with Axos Clearing LLC. Lisa has been in the financial services industry since April 28, 2021. Lisa has passed the Series 99TO and SIE exams. Lisa has been registered with FINRA since August 13, 2021. Previously Lisa was registered with E*TRADE Securities LLC.

Firm Information

Lisa Lehnus is currently registered with Axos Clearing LLC. Axos Clearing LLC is a Limited Liability Company formed in 2004 and is approved to operate in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration and is regulated by the Securities and Exchange Commission (SEC).

Not reported

Assets Under Management

Not reported

Total Clients

133

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lisa Lehnus’s Registration & Firm History

CO

08/13/2021 - Present

Axos Clearing LLC (CENTENNIAL CO)

CO

09/17/2020 - 12/31/2020

E*TRADE SECURITIES LLC (Centennial CO)

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Licenses & Designations

BC

Issued 09/17/2020

Series 99TO - Operations Professional Examination

BC

Issued 08/06/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lisa Lehnus.
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