Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Gesin is a financial advisor with over 20 years of experience in the financial services industry. Lisa is registered with Worth Financial Group Inc. as a Registered Representative and Investment Adviser Representative. Lisa's previous experience includes working with SWBC Investment Services, LLC, EDI Financial, Inc., and Sunbelt Securities, Inc. Lisa holds the Series 7, 63, 24, 53, 4, 27, 54, 50, 99, and SIE licenses. Lisa specializes in providing portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
TX
03/04/2010 - Present
Worth Financial Group Inc. (DALLAS TX)
TX
11/23/2011 - 09/29/2017
SWBC INVESTMENT SERVICES, LLC (SAN ANTONIO TX)
TX
02/19/2016 - 10/31/2016
EDI FINANCIAL, INC. (IRVING TX)
TX
08/25/2006 - 09/07/2016
SUNBELT SECURITIES, INC. (KERRVILLE TX)
TX
09/18/2013 - 04/06/2016
LION STREET FINANCIAL, LLC (AUSTIN TX)
TX
02/04/2004 - 11/03/2005
FISERV INVESTOR SERVICES, INC. (HOUSTON TX)
TX
02/04/2004 - 10/04/2005
TRADESTAR INVESTMENTS,INC. (HOUSTON TX)
IL
09/19/2000 - 02/06/2004
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
MN
02/23/2000 - 07/14/2000
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
02/23/2000 - 07/14/2000
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 11/27/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/25/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/01/2019
Series 54 - Municipal Advisor Principal Qualification Examination
BC
Issued 04/12/2019
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/14/2005
Series 4 - Registered Options Principal Examination
BC
Issued 03/15/2002
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/01/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/03/2018
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 02/21/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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