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Lisa Lee Gesin

Worth Financial Group Inc.

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About Lisa Lee Gesin

Lisa Gesin is a financial advisor with over 20 years of experience in the financial services industry. Lisa is registered with Worth Financial Group Inc. as a Registered Representative and Investment Adviser Representative. Lisa's previous experience includes working with SWBC Investment Services, LLC, EDI Financial, Inc., and Sunbelt Securities, Inc. Lisa holds the Series 7, 63, 24, 53, 4, 27, 54, 50, 99, and SIE licenses. Lisa specializes in providing portfolio management for individuals.

Firm Information

Lisa Gesin is currently registered with Worth Financial Group Inc.. Worth Financial Group Inc. is a Corporation formed in 1983. The firm provides investment advice and portfolio management services to individuals. They have 9 licensed agents and 5 investment adviser representatives, with a total of 11 registered representatives. The firm manages approximately $3,027,573 in assets for 4 clients, all of whom are individuals. The firm is registered with the SEC and in 22 states.

$3.03M

Assets Under Management

Not reported

Total Clients

7

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Lisa Gesin’s Registration & Firm History

TX

03/04/2010 - Present

Worth Financial Group Inc. (DALLAS TX)

TX

11/23/2011 - 09/29/2017

SWBC INVESTMENT SERVICES, LLC (SAN ANTONIO TX)

TX

02/19/2016 - 10/31/2016

EDI FINANCIAL, INC. (IRVING TX)

TX

08/25/2006 - 09/07/2016

SUNBELT SECURITIES, INC. (KERRVILLE TX)

TX

09/18/2013 - 04/06/2016

LION STREET FINANCIAL, LLC (AUSTIN TX)

TX

02/04/2004 - 11/03/2005

FISERV INVESTOR SERVICES, INC. (HOUSTON TX)

TX

02/04/2004 - 10/04/2005

TRADESTAR INVESTMENTS,INC. (HOUSTON TX)

IL

09/19/2000 - 02/06/2004

CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)

MN

02/23/2000 - 07/14/2000

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

02/23/2000 - 07/14/2000

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

IA

Issued 11/27/2000

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/25/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/01/2019

Series 54 - Municipal Advisor Principal Qualification Examination

BC

Issued 04/12/2019

Series 27 - Financial and Operations Principal Examination

BC

Issued 01/14/2005

Series 4 - Registered Options Principal Examination

BC

Issued 03/15/2002

Series 53 - Municipal Securities Principal Examination

BC

Issued 12/01/2000

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/03/2018

Series 50 - Municipal Advisor Representative Qualification Exam

BC

Issued 02/21/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lisa Lee Gesin.
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