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Lisa Lee

Transamerica Financial Advisors, Inc.

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About Lisa Lee

Lisa Lee is a financial advisor registered with Transamerica Financial Advisors, Inc., a firm headquartered in St. Petersburg, Florida. Lisa has been in the financial industry since 2012 and has a strong track record of providing personalized financial advice to individuals and families. Her expertise lies in assisting clients with various aspects of financial planning, including retirement planning, investment management, and insurance. She is dedicated to helping her clients achieve their financial goals and has a reputation for providing exceptional customer service.

Firm Information

Lisa Lee is currently registered with Transamerica Financial Advisors, Inc.. Transamerica Financial Advisors, Inc. is a registered investment advisor with over 1,100 investment advisor representatives, managing $1 billion to $10 billion in client assets. The firm offers a range of services, including portfolio management for individuals, selection of other advisors, and wrap fee program participation. It has been in business since 1984 and is headquartered in St. Petersburg, FL. The firm serves a diverse clientele, including individuals, high-net-worth individuals, pension plans, corporations, charitable organizations, and other institutions.
Transamerica Financial Advisors, Inc.

570 CARILLON PARKWAY

ST PETERSBURG, FL 33716-1202

$1.62B

Assets Under Management

Not reported

Total Clients

2,487

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Lisa Lee’s Registration & Firm History

CA

03/15/2024 - Present

Transamerica Financial Advisors, Inc. (WEST COVINA CA)

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Licenses & Designations

BOTH

Issued 04/05/2024

Series 66 - Uniform Combined State Law Examination

IA

Issued 03/15/2024

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/03/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/03/2024

Series 7TO - General Securities Representative Examination

BC

Issued 09/01/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 06/20/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lisa Lee.
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